Phoenix financial advisors serve retirees, semiconductor and aerospace engineers, physicians and business owners across the Valley. ITServices.Tech gives Phoenix financial advisors one managed IT service that combines support, security, backups and planning.
Wealth management in Phoenix and Scottsdale
Scottsdale and the Camelback Corridor hold many independent advisory firms, serving retirees who moved to Arizona, engineers with stock plans at chipmakers and aerospace companies, and owners of construction, real estate and service businesses.
Arizona Corporation Commission and the SEC
Investment advisers below the SEC threshold register through the Securities Division of the Arizona Corporation Commission, while larger advisers register with the SEC and follow Regulation S-P, which after 2024 amendments includes incident response, vendor oversight and customer notification. Policies are your compliance officer’s call; we provide the technical safeguards and records.
Retirees and fraud
Arizona’s large retiree population makes advisors and their clients frequent targets of impersonation and investment scams. Trusted contact designations, callback verification, staff trained on pressure tactics and email impersonation protection reduce the risk.
Seasonal clients and remote meetings
Clients who spend summers elsewhere expect video meetings, e-signature and secure portals. We set those up with MFA and controlled document sharing.
Recordkeeping
Business communications must be retained. We archive approved channels, block unapproved ones on firm devices and keep records searchable.
IT services for Phoenix financial advisors
- Email compromise protection for money movement requests
- Secure client file sharing
- MFA and device encryption
- Documentation for due diligence questionnaires
Everything runs under one managed IT agreement, with the help desk, monitoring, patching, Microsoft 365, security and backups handled by the same team.
Software we support
We support the systems you already run, such as Redtail, Wealthbox, Salesforce, eMoney and MoneyGuidePro, along with portfolio tools like Orion and Black Diamond and custodian portals, without making you replace them.
Arizona data rules to know
Arizona’s breach notification law, A.R.S. 18-552, requires notice to affected people within 45 days, and to the Attorney General and the credit reporting agencies when more than 1,000 Arizonans are affected.
Office hours in Phoenix
Office hours for Phoenix clients are Monday to Friday, 8:00 AM to 5:00 PM Arizona time, in your own time zone.
Read more about IT for financial advisors, managed IT services in Phoenix or all IT services in Phoenix.