Denver financial advisors serve aerospace engineers, tech employees, energy executives, physicians and retirees across the Front Range. Denver financial advisors work with ITServices.Tech for managed IT that puts support, security, backups and planning in one agreement.
Wealth management in Denver
Advisory firms in Cherry Creek, the Tech Center and Boulder serve engineers with stock plans at aerospace and technology companies, energy executives, physicians and founders of outdoor and consumer brands, along with retirees who chose Colorado for the lifestyle.
Colorado Division of Securities and the SEC
Below the federal assets threshold, an adviser registers in Colorado through the Division of Securities; above it, the SEC takes over, and its updated Regulation S-P expects a response plan for data incidents, due diligence on vendors and prompt client notice. The written policies stay with your CCO. What we bring is the security tooling and the paper trail examiners look for.
Equity compensation clients
Engineers and executives holding RSUs and options often face trading windows and pre-clearance rules. Advisors who know about upcoming vesting or sales need to keep that knowledge tightly held, so we lock client folders to the assigned team, move conversations onto encrypted channels and record every file view.
Fraud and impersonation
A spoofed email from a client on vacation asking to wire funds for a cabin purchase is a classic Colorado scam. Calling the client back on the number in your CRM, filters that catch display-name tricks and regular staff drills shut that down.
Archiving communications
Whatever channels your firm approves, from email to a texting app, are captured automatically and indexed; anything else is blocked on company phones so nothing slips outside the record.
Outdoor industry founders and liquidity events
Colorado is home to many outdoor, food and consumer brands, and founders who sell a company face a sudden shift in planning. Data rooms, deal documents and new account paperwork arrive all at once, and a secure process for collecting and storing them keeps the transition orderly.
IT services for Denver financial advisors
- Email compromise protection for money movement requests
- Secure client file sharing
- MFA and device encryption
- Documentation for due diligence questionnaires
Everything runs under one managed IT agreement, with the help desk, monitoring, patching, Microsoft 365, security and backups handled by the same team.
Software we support
We support the systems you already run, such as Redtail, Wealthbox, Salesforce, eMoney and MoneyGuidePro, along with portfolio tools like Orion and Black Diamond and custodian portals, without making you replace them.
Colorado data rules to know
Colorado’s data security law, C.R.S. 6-1-716, requires notice to affected residents within 30 days of a breach, and to the Attorney General when 500 or more Coloradans are affected. The Colorado Privacy Act adds consumer rights for larger data holders.
Office hours in Denver
Office hours for Denver clients are Monday to Friday, 8:00 AM to 5:00 PM Mountain, in your own time zone.
Read more about IT for financial advisors, managed IT services in Denver or all IT services in Denver.